Our Staff has compiled our research into a database of FINRA Broker Disclosures for Emerson Equity LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Simon Pikula | 2563165 | 7 | 02/27/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robin Tom Naylor | 1392433 | 1 | 01/15/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrea Xuefen Bulow | 3071648 | 6 | 12/03/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marilee Ann Hill | 2768544 | 3 | 01/07/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Terry Tin Sing Tang | 2625824 | 4 | 07/05/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| George Wallace Smith | 4844156 | 2 | 10/02/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Edward Bey | 1933696 | 4 | 04/06/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Edward Bey | 1933696 | 4 | 01/06/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Edward Bey | 1933696 | 4 | 02/27/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy John Sherer | 833618 | 7 | 08/06/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |