Our Staff has compiled our research into a database of FINRA Broker Disclosures for Emerson Equity LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Darrach Michael Bourke | 5255413 | 14 | 01/12/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Darrach Michael Bourke | 5255413 | 14 | 05/01/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Kevin Francis Hughes | 1073729 | 5 | 11/01/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Darrach Michael Bourke | 5255413 | 14 | 01/01/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Andrew Anthony Uccelli | 2247842 | 4 | 11/30/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jimmy Carl Manuel | 1020056 | 2 | 01/24/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Robert William Rowell | 406153 | 7 | 04/18/1974 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Erick Baer | 2647074 | 1 | 12/10/1973 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |