Our Staff has compiled our research into a database of FINRA Broker Disclosures for Emerson Equity LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George Wallace Smith | 4844156 | 2 | 10/02/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Lane Morrow | 3037943 | 3 | 03/14/2008 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| James Edward Bey | 1933696 | 4 | 04/06/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Edward Bey | 1933696 | 4 | 01/06/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Edward Bey | 1933696 | 4 | 02/27/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy John Sherer | 833618 | 7 | 08/06/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew David Copley | 6247665 | 2 | 05/14/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dominic Julio Baldini | 3082081 | 2 | 03/22/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy John Sherer | 833618 | 7 | 03/01/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |