Our Staff has compiled our research into a database of FINRA Broker Disclosures for Emerson Equity LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Anthony Uccelli | 2247842 | 4 | 10/11/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Justin Kerry Wine | 4088317 | 4 | 05/12/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Saysamone Moeya Xayasen Block | 3025605 | 3 | 12/05/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marilee Ann Hill | 2768544 | 3 | 11/12/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Toni Lynn Sutherland | 2729672 | 7 | 11/02/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Simon Pikula | 2563165 | 7 | 02/27/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robin Tom Naylor | 1392433 | 1 | 01/15/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrea Xuefen Bulow | 3071648 | 6 | 12/03/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marilee Ann Hill | 2768544 | 3 | 01/07/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Terry Tin Sing Tang | 2625824 | 4 | 07/05/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |