Our Staff has compiled our research into a database of FINRA Broker Disclosures for Emerson Equity LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul M Getty | 6470002 | 3 | 08/16/2022 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Tony Barouti | 3031995 | 48 | 08/09/2022 | Customer Dispute | Settled | $825,000.00 | $0.00 | See FINRA Report |
| Shirley Ank Wong | 4869184 | 12 | 08/02/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Tony Barouti | 3031995 | 48 | 07/07/2022 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Tony Barouti | 3031995 | 48 | 07/01/2022 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Tony Barouti | 3031995 | 48 | 07/01/2022 | Customer Dispute | Settled | $229,000.00 | $0.00 | See FINRA Report |
| Peter T Po | 3106974 | 19 | 06/21/2022 | Customer Dispute | Settled | $399,000.00 | $0.00 | See FINRA Report |
| Shirley Ank Wong | 4869184 | 12 | 06/07/2022 | Customer Dispute | Withdrawn | $505,700.00 | $0.00 | See FINRA Report |
| Tony Barouti | 3031995 | 48 | 06/07/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Tony Barouti | 3031995 | 48 | 06/07/2022 | Customer Dispute | Settled | $224,700.00 | $0.00 | See FINRA Report |