Our Staff has compiled our research into a database of FINRA Broker Disclosures for Emerson Equity LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tony Barouti | 3031995 | 48 | 03/04/2024 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Tony Barouti | 3031995 | 48 | 02/20/2024 | Customer Dispute | Settled | $700,000.00 | $0.00 | See FINRA Report |
| Brandon Lane Morrow | 3037943 | 3 | 02/05/2024 | Customer Dispute | Settled | $900,000.00 | $0.00 | See FINRA Report |
| Forrest James | 1263114 | 1 | 01/31/2024 | Customer Dispute | Pending | $444,000.00 | $0.00 | See FINRA Report |
| Michael Gregory Culwell | 5989109 | 2 | 01/31/2024 | Customer Dispute | Pending | $444,000.00 | $0.00 | See FINRA Report |
| Tony Barouti | 3031995 | 48 | 01/08/2024 | Customer Dispute | Pending | $360,000.00 | $0.00 | See FINRA Report |
| Tony Barouti | 3031995 | 48 | 01/03/2024 | Customer Dispute | Withdrawn | $152,000.00 | $0.00 | See FINRA Report |
| Shirley Ank Wong | 4869184 | 12 | 12/26/2023 | Customer Dispute | Withdrawn | $100,000.00 | $0.00 | See FINRA Report |
| Peter T Po | 3106974 | 19 | 12/26/2023 | Customer Dispute | Pending | $135,000.00 | $0.00 | See FINRA Report |
| Tony Barouti | 3031995 | 48 | 12/22/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |