Our Staff has compiled our research into a database of FINRA Broker Disclosures for Emerson Equity LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brandon Lane Morrow | 3037943 | 3 | 02/15/2008 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| Terry Tin Sing Tang | 2625824 | 4 | 12/07/2007 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Kenneth Conrad Zupo | 4509502 | 5 | 08/20/2007 | Customer Dispute | Denied | $7,675.96 | $0.00 | See FINRA Report |
| Kenneth Conrad Zupo | 4509502 | 5 | 03/21/2006 | Customer Dispute | Settled | $4,341.82 | $0.00 | See FINRA Report |
| Alexander Quinn McCarthy | 2388165 | 1 | 12/23/2003 | Customer Dispute | Settled | $1,224,230.00 | $0.00 | See FINRA Report |
| Ross Charles Bonifield | 3074157 | 1 | 11/03/2003 | Customer Dispute | Denied | $5,986.37 | $0.00 | See FINRA Report |
| Daniel Simon Pikula | 2563165 | 7 | 08/12/2003 | Customer Dispute | Settled | $22,000.00 | $0.00 | See FINRA Report |
| Toni Lynn Sutherland | 2729672 | 7 | 07/09/2003 | Customer Dispute | Settled | $101,674.00 | $0.00 | See FINRA Report |
| Rebecca Dawson | 1146385 | 3 | 01/13/2003 | Customer Dispute | Withdrawn | $107,250.00 | $0.00 | See FINRA Report |
| Craig M Gougis | 3258023 | 7 | 10/28/2002 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |