Our Staff has compiled our research into a database of FINRA Broker Disclosures for Emerson Equity LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Toni Lynn Sutherland | 2729672 | 7 | 06/15/2010 | Customer Dispute | Award / Judgment | $1,188,460.00 | $0.00 | See FINRA Report |
| Robert Scott Smith | 1412333 | 12 | 03/19/2010 | Customer Dispute | Closed-No Action | $37,920.00 | $0.00 | See FINRA Report |
| Grady Robert Jones | 3098285 | 2 | 03/03/2010 | Customer Dispute | Settled | $458,750.00 | $0.00 | See FINRA Report |
| Terry Tin Sing Tang | 2625824 | 4 | 02/24/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Andrea Xuefen Bulow | 3071648 | 6 | 03/19/2009 | Customer Dispute | Denied | $74,350.00 | $0.00 | See FINRA Report |
| Grady Robert Jones | 3098285 | 2 | 01/20/2009 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| Kevin Francis Hughes | 1073729 | 5 | 10/14/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Justin Kerry Wine | 4088317 | 4 | 08/08/2008 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Martha Rebecca Kistler | 1229668 | 1 | 04/07/2008 | Customer Dispute | Closed-No Action | $160,000.00 | $0.00 | See FINRA Report |
| Kevin Francis Hughes | 1073729 | 5 | 04/02/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |