Our Staff has compiled our research into a database of FINRA Broker Disclosures for Emerson Equity LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Julie Ann Reyes | 5770495 | 3 | 01/19/2015 | Customer Dispute | Settled | $1,144,690.00 | $0.00 | See FINRA Report |
| Tomas Juhan Velken | 1600404 | 15 | 12/29/2014 | Customer Dispute | Settled | $1,340,000.00 | $0.00 | See FINRA Report |
| Darrach Michael Bourke | 5255413 | 14 | 12/08/2014 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Tomas Juhan Velken | 1600404 | 15 | 11/20/2014 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Tomas Juhan Velken | 1600404 | 15 | 10/30/2014 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Darrach Michael Bourke | 5255413 | 14 | 10/18/2014 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Tomas Juhan Velken | 1600404 | 15 | 09/16/2014 | Customer Dispute | Settled | $690,000.00 | $0.00 | See FINRA Report |
| Tomas Juhan Velken | 1600404 | 15 | 06/24/2014 | Customer Dispute | Withdrawn | $183,500.00 | $0.00 | See FINRA Report |
| Tomas Juhan Velken | 1600404 | 15 | 10/15/2013 | Customer Dispute | Settled | $912,000.00 | $0.00 | See FINRA Report |
| Tomas Juhan Velken | 1600404 | 15 | 08/22/2013 | Customer Dispute | Settled | $165,000.00 | $0.00 | See FINRA Report |