Our Staff has compiled our research into a database of FINRA Broker Disclosures for Emerson Equity LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Thomas Miller | 4044818 | 2 | 10/31/2019 | Customer Dispute | Settled | $104,500.00 | $0.00 | See FINRA Report |
| Robert Scott Smith | 1412333 | 12 | 07/02/2019 | Customer Dispute | Settled | $1,100,000.00 | $0.00 | See FINRA Report |
| Stephen Marshall Rice | 2023704 | 1 | 04/09/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sonya Marie Mozeleski Taylor | 2742405 | 1 | 02/28/2019 | Customer Dispute | Settled | $305,250.00 | $0.00 | See FINRA Report |
| Michelle Fisher Osborne | 2256998 | 7 | 08/30/2018 | Customer Dispute | Denied | $575,000.00 | $0.00 | See FINRA Report |
| Thomas Gary Justice | 2786145 | 1 | 07/11/2018 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Darrach Michael Bourke | 5255413 | 14 | 06/19/2018 | Customer Dispute | Settled | $173,000.00 | $0.00 | See FINRA Report |
| Peter T Po | 3106974 | 19 | 01/22/2018 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Darrach Michael Bourke | 5255413 | 14 | 08/25/2017 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| John Edward Hoffman | 1582096 | 1 | 05/24/2017 | Customer Dispute | Settled | $47,000.00 | $0.00 | See FINRA Report |