Our Staff has compiled our research into a database of FINRA Broker Disclosures for Emerson Equity LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tony Barouti | 3031995 | 48 | 03/09/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Tony Barouti | 3031995 | 48 | 03/09/2022 | Customer Dispute | Settled | $958,571.00 | $0.00 | See FINRA Report |
| Tony Barouti | 3031995 | 48 | 03/08/2022 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Tony Barouti | 3031995 | 48 | 03/07/2022 | Customer Dispute | Settled | $1,110,000.00 | $0.00 | See FINRA Report |
| Tony Barouti | 3031995 | 48 | 03/04/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Tony Barouti | 3031995 | 48 | 03/04/2022 | Customer Dispute | Settled | $1,270,000.00 | $0.00 | See FINRA Report |
| Peter T Po | 3106974 | 19 | 09/21/2021 | Customer Dispute | Settled | $99,999.00 | $0.00 | See FINRA Report |
| Robert Scott Smith | 1412333 | 12 | 05/10/2021 | Customer Dispute | Settled | $678,500.00 | $0.00 | See FINRA Report |
| Yi Ping Chou | 4882398 | 1 | 04/12/2021 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Michael Gregory Culwell | 5989109 | 2 | 02/08/2021 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |