Our Staff has compiled our research into a database of FINRA Broker Disclosures for Trademas Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thea Francesca Depaola | 5598710 | 1 | 06/17/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John George Lapertosa | 4490893 | 2 | 08/09/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter Michael Tuchman | 4641898 | 3 | 06/22/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter Michael Tuchman | 4641898 | 3 | 05/25/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alan Mitchell Krim | 2785337 | 1 | 04/24/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John George Lapertosa | 4490893 | 2 | 07/15/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Michael Tuchman | 4641898 | 3 | 03/07/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Edgar Edmund Puzio | 4909619 | 1 | 12/01/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |