Our Staff has compiled our research into a database of FINRA Broker Disclosures for Inverness Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Todd Heffern | 1977994 | 1 | 05/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Thompson McCormack | 1873256 | 1 | 12/07/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Beck Renner | 1553346 | 1 | 02/26/2002 | Customer Dispute | Settled | $6,750.00 | $0.00 | See FINRA Report |