Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Larry Scott Stolzenburg | 4946971 | 1 | 04/15/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Kevin Garvin | 1364526 | 1 | 03/28/2000 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |