Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mason Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Loizos Sergios Kapnisi | 5817380 | 1 | 05/24/2022 | Customer Dispute | Closed-No Action | $60,000.00 | $0.00 | See FINRA Report |
| Judith Lynn Birchfield | 4370089 | 1 | 01/04/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Allison Lori Berlenbach Gormier | 4980185 | 1 | 10/29/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |