Our Staff has compiled our research into a database of FINRA Broker Disclosures for Money Concepts Capital Corp. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Bruce McMillen | 1198070 | 5 | 03/13/2018 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Robert Dean Lane | 3023618 | 2 | 12/14/2017 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| David Bruce McMillen | 1198070 | 5 | 12/12/2017 | Customer Dispute | Settled | $20,000,000.00 | $0.00 | See FINRA Report |
| Patrick Fitzgerald White | 4390795 | 3 | 12/08/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Andrew Pallo | 2759861 | 1 | 11/08/2017 | Customer Dispute | Settled | $9,300.00 | $0.00 | See FINRA Report |
| Ann M Sapelli | 4451171 | 3 | 10/26/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Joseph Momeno | 4000165 | 2 | 08/03/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marcos Antonio Madril | 4027389 | 3 | 08/02/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Leland Williamson | 2121522 | 4 | 07/21/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Paul Puffer | 2878141 | 4 | 04/26/2017 | Customer Dispute | Closed-No Action | $111,467.00 | $0.00 | See FINRA Report |