Our Staff has compiled our research into a database of FINRA Broker Disclosures for Money Concepts Capital Corp. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Paul Puffer | 2878141 | 4 | 11/21/2019 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Christopher William Keelin | 1455741 | 2 | 10/21/2019 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Belynda Ann Domas | 5404932 | 1 | 08/14/2019 | Customer Dispute | Settled | $730,000.00 | $0.00 | See FINRA Report |
| Joe Carroll Doggett | 1033987 | 6 | 08/12/2019 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Ann M Sapelli | 4451171 | 3 | 10/18/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy Leland Williamson | 2121522 | 4 | 09/06/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Wilmer Kingsland | 4629899 | 5 | 08/06/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Louis Cotton | 1608326 | 12 | 06/04/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Atonn G Smeltzer | 6047629 | 1 | 06/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Paul Puffer | 2878141 | 4 | 04/03/2018 | Customer Dispute | Denied | $15,788.00 | $0.00 | See FINRA Report |