Our Staff has compiled our research into a database of FINRA Broker Disclosures for Money Concepts Capital Corp. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ray Gene Reese | 1694620 | 7 | 11/30/2020 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Thomas William Haarmann | 4181416 | 1 | 11/05/2020 | Customer Dispute | Dismissed | $45,000.00 | $0.00 | See FINRA Report |
| Manuel Alfonso Carvallo | 5144098 | 1 | 08/14/2020 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Ray Gene Reese | 1694620 | 7 | 06/29/2020 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |
| Tara M Luther | 5228327 | 1 | 06/29/2020 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |
| Joe Carroll Doggett | 1033987 | 6 | 06/11/2020 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Christopher John Passero | 2517681 | 10 | 03/26/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Patrick Fitzgerald White | 4390795 | 3 | 02/11/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tally Drew Lykins | 2439455 | 3 | 01/30/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David E Spellman | 6784263 | 2 | 01/02/2020 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |