Our Staff has compiled our research into a database of FINRA Broker Disclosures for Money Concepts Capital Corp. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ray Gene Reese | 1694620 | 6 | 08/09/2021 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| James F Szeszulski | 4851221 | 2 | 08/09/2021 | Customer Dispute | Settled | $52,000.00 | $0.00 | See FINRA Report |
| Rodger Anthony McAlister | 2676623 | 2 | 08/09/2021 | Customer Dispute | Settled | $52,000.00 | $0.00 | See FINRA Report |
| Daniel You-Gong Yee | 4443999 | 1 | 06/16/2021 | Customer Dispute | Denied | $27,561.00 | $0.00 | See FINRA Report |
| Michael Eugene Davis | 2692127 | 3 | 03/09/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy Leland Williamson | 2121522 | 4 | 03/04/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher John Passero | 2517681 | 7 | 02/01/2021 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| James F Szeszulski | 4851221 | 2 | 01/29/2021 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Ray Gene Reese | 1694620 | 6 | 11/30/2020 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Thomas William Haarmann | 4181416 | 1 | 11/05/2020 | Customer Dispute | Dismissed | $45,000.00 | $0.00 | See FINRA Report |