Our Staff has compiled our research into a database of FINRA Broker Disclosures for Money Concepts Capital Corp. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Edward Walsh | 2275368 | 3 | 11/08/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Isaac Houston McCabe | 4699783 | 2 | 08/27/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael William Carter | 1019999 | 3 | 02/24/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Edward Walsh | 2275368 | 3 | 09/05/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael William Carter | 1019999 | 3 | 06/05/1992 | Customer Dispute | Settled | $101,762.00 | $0.00 | See FINRA Report |
| Michael Gibson | 4790862 | 1 | 12/20/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony G Pirro | 5203483 | 3 | 08/09/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Clark Gilbert | 1733928 | 1 | 07/25/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Lee Wunderlich | 1395400 | 2 | 07/29/1988 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Richard Lee Wunderlich | 1395400 | 2 | 03/18/1988 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |