Our Staff has compiled our research into a database of FINRA Broker Disclosures for Money Concepts Capital Corp. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Lois Athelyn Robinson | 2027901 | 2 | 06/01/2005 | Customer Dispute | Denied | $11,851.60 | $0.00 | See FINRA Report |
John Louis Cotton | 1608326 | 12 | 05/08/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Michael William Carter | 1019999 | 3 | 03/21/2005 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
John Louis Cotton | 1608326 | 12 | 08/24/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Jonathan David Stewart | 2087412 | 2 | 08/18/2004 | Customer Dispute | Denied | $6,584.44 | $0.00 | See FINRA Report |
John Louis Cotton | 1608326 | 12 | 08/18/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
John Louis Cotton | 1608326 | 12 | 08/11/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Isaac Houston McCabe | 4699783 | 2 | 08/01/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jonathan David Stewart | 2087412 | 2 | 07/12/2004 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
Joe Carroll Doggett | 1033987 | 6 | 04/02/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |