Our Staff has compiled our research into a database of FINRA Broker Disclosures for Money Concepts Capital Corp. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Louis Cotton | 1608326 | 12 | 05/09/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nikolas Andre Kane | 2829389 | 1 | 04/20/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeanne L Montgomery | 2374127 | 2 | 03/27/2007 | Customer Dispute | Denied | $22,800.00 | $0.00 | See FINRA Report |
| Christopher Paul Puffer | 2878141 | 4 | 09/29/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Rick David Schofield | 2197999 | 3 | 08/22/2006 | Customer Dispute | Settled | $110,377.00 | $0.00 | See FINRA Report |
| Steve Wayne Moore | 1569961 | 2 | 06/19/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Louis Cotton | 1608326 | 12 | 01/31/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donald Edward Graves | 2495633 | 2 | 10/27/2005 | Customer Dispute | Closed-No Action | $11,000.00 | $0.00 | See FINRA Report |
| Darren Wayne Oglesby | 2480135 | 3 | 10/17/2005 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| David Bruce McMillen | 1198070 | 5 | 07/19/2005 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |