Our Staff has compiled our research into a database of FINRA Broker Disclosures for Money Concepts Capital Corp. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michael William Carter | 1019999 | 3 | 06/05/1992 | Customer Dispute | Settled | $101,762.00 | $0.00 | See FINRA Report |
Richard Lee Wunderlich | 1395400 | 2 | 07/29/1988 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
Richard Lee Wunderlich | 1395400 | 2 | 03/18/1988 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |