Our Staff has compiled our research into a database of FINRA Broker Disclosures for Money Concepts Capital Corp. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Laurence Shloss | 5429813 | 1 | 02/21/2012 | Customer Dispute | Settled | $139,000.00 | $0.00 | See FINRA Report |
| Anthony Frederick Hobson | 4212302 | 2 | 05/23/2011 | Customer Dispute | Settled | $109,000.00 | $0.00 | See FINRA Report |
| Steven Arnold Conley | 2595185 | 2 | 03/21/2011 | Customer Dispute | Settled | $56,286.70 | $0.00 | See FINRA Report |
| Steven Arnold Conley | 2595185 | 2 | 01/11/2011 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Frederic Raymond de Baeck | 4593533 | 1 | 01/06/2011 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Kevin von Goins | 4349533 | 2 | 12/08/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Paul Wilmer Kingsland | 4629899 | 5 | 03/05/2010 | Customer Dispute | Settled | $55,745.00 | $0.00 | See FINRA Report |
| Ann M Sapelli | 4451171 | 3 | 01/15/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dennis Anthony Parker | 4414073 | 1 | 11/05/2009 | Customer Dispute | Settled | $44,243.00 | $0.00 | See FINRA Report |
| John Anthony Casconi | 1628447 | 5 | 08/21/2009 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |