Our Staff has compiled our research into a database of FINRA Broker Disclosures for Money Concepts Capital Corp. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Dean Lane | 3023618 | 2 | 12/14/2017 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| David Bruce McMillen | 1198070 | 5 | 12/12/2017 | Customer Dispute | Settled | $20,000,000.00 | $0.00 | See FINRA Report |
| John Andrew Pallo | 2759861 | 1 | 11/08/2017 | Customer Dispute | Settled | $9,300.00 | $0.00 | See FINRA Report |
| Donald Edward Graves | 2495633 | 2 | 12/14/2016 | Customer Dispute | Settled | $190,000.00 | $0.00 | See FINRA Report |
| Patrick Francis Duignan | 5848393 | 1 | 04/07/2015 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Ray Gene Reese | 1694620 | 7 | 02/26/2015 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Anthony Frederick Hobson | 4212302 | 2 | 01/23/2015 | Customer Dispute | Settled | $63,013.90 | $0.00 | See FINRA Report |
| Kevan Lee Gaug | 4454554 | 1 | 04/02/2014 | Customer Dispute | Settled | $52,000.00 | $0.00 | See FINRA Report |
| Timothy Leland Williamson | 2121522 | 4 | 03/27/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gregory Scott Rhodes | 2184542 | 2 | 05/18/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |