Our Staff has compiled our research into a database of FINRA Broker Disclosures for Money Concepts Capital Corp. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James F Szeszulski | 4851221 | 2 | 01/29/2021 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Ray Gene Reese | 1694620 | 7 | 11/30/2020 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Joe Carroll Doggett | 1033987 | 6 | 06/11/2020 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Christopher John Passero | 2517681 | 10 | 03/26/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David E Spellman | 6784263 | 2 | 01/02/2020 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Christopher Paul Puffer | 2878141 | 4 | 11/21/2019 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Christopher William Keelin | 1455741 | 2 | 10/21/2019 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Belynda Ann Domas | 5404932 | 1 | 08/14/2019 | Customer Dispute | Settled | $730,000.00 | $0.00 | See FINRA Report |
| Joe Carroll Doggett | 1033987 | 6 | 08/12/2019 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| David Bruce McMillen | 1198070 | 5 | 03/13/2018 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |