Our Staff has compiled our research into a database of FINRA Broker Disclosures for Money Concepts Capital Corp. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Bruce McMillen | 1198070 | 5 | 03/13/2018 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Robert Dean Lane | 3023618 | 2 | 12/14/2017 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| David Bruce McMillen | 1198070 | 5 | 12/12/2017 | Customer Dispute | Settled | $20,000,000.00 | $0.00 | See FINRA Report |
| John Andrew Pallo | 2759861 | 1 | 11/08/2017 | Customer Dispute | Settled | $9,300.00 | $0.00 | See FINRA Report |
| Christopher Paul Puffer | 2878141 | 4 | 04/26/2017 | Customer Dispute | Closed-No Action | $111,467.00 | $0.00 | See FINRA Report |
| Donald Edward Graves | 2495633 | 2 | 12/14/2016 | Customer Dispute | Settled | $190,000.00 | $0.00 | See FINRA Report |
| Arnoldo Rene Alaniz | 4049181 | 1 | 08/23/2016 | Customer Dispute | Denied | $211,719.00 | $0.00 | See FINRA Report |
| Christopher William Blair | 2476728 | 1 | 06/29/2015 | Customer Dispute | Closed-No Action | $125,000.00 | $0.00 | See FINRA Report |
| Dennis Jay Cotnoir | 4437675 | 1 | 04/09/2015 | Customer Dispute | Closed-No Action | $22,000.00 | $0.00 | See FINRA Report |
| Patrick Francis Duignan | 5848393 | 1 | 04/07/2015 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |