Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bolton Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vaughn Lee Woods | 853692 | 5 | 10/03/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Rafael Alberto Alvarez | 1620520 | 1 | 09/21/2000 | Customer Dispute | Closed-No Action | $1,027,360.00 | $0.00 | See FINRA Report |
| Edward Guy Robson | 1200160 | 1 | 10/22/1998 | Customer Dispute | Denied | $29,375.00 | $0.00 | See FINRA Report |
| Raymond Gerard Grenier | 1404159 | 6 | 07/23/1998 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |
| Raymond Gerard Grenier | 1404159 | 6 | 07/23/1998 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |
| Vaughn Lee Woods | 853692 | 5 | 12/09/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Raymond Gerard Grenier | 1404159 | 6 | 05/25/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Elio Eduardo King | 1006724 | 2 | 06/20/1994 | Customer Dispute | Settled | $316,000.00 | $0.00 | See FINRA Report |
| Nicholas Joseph Milana | 1057750 | 2 | 04/29/1983 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |