Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bolton Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Flavio Rafael Gonzalez | 1657739 | 1 | 11/02/2005 | Customer Dispute | Denied | $18,923.60 | $0.00 | See FINRA Report |
| Randall Lew Caruso | 2479432 | 3 | 08/02/2005 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Ricardo Pedro Filizola | 2957266 | 1 | 03/11/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Nicholas Joseph Milana | 1057750 | 2 | 05/16/2003 | Customer Dispute | Pending | $104,479.00 | $0.00 | See FINRA Report |
| Vaughn Lee Woods | 853692 | 5 | 05/16/2003 | Customer Dispute | Settled | $90,077.00 | $0.00 | See FINRA Report |
| Raymond Gerard Grenier | 1404159 | 6 | 10/24/2002 | Customer Dispute | Settled | $470,510.00 | $0.00 | See FINRA Report |
| Vaughn Lee Woods | 853692 | 5 | 10/14/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Vaughn Lee Woods | 853692 | 5 | 08/29/2002 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Raymond Gerard Grenier | 1404159 | 6 | 02/21/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Elio Eduardo King | 1006724 | 2 | 01/23/2002 | Customer Dispute | Award / Judgment | $3,000,000.00 | $0.00 | See FINRA Report |