Our Staff has compiled our research into a database of FINRA Broker Disclosures for FTP Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Joseph McLaughlin | 2649480 | 2 | 11/22/2011 | Customer Dispute | Settled | $5,275,410.00 | $0.00 | See FINRA Report |
| Steven Joseph McLaughlin | 2649480 | 2 | 01/12/2010 | Customer Dispute | Settled | $75,000,000.00 | $0.00 | See FINRA Report |