Our Staff has compiled our research into a database of FINRA Broker Disclosures for FMI Capital Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Johnston Stockett Marr | 7118430 | 1 | 05/16/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
George Hans Reddin | 4722755 | 1 | 09/28/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |