Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ascendiant Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Allan Bergendahl | 1394272 | 2 | 09/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bradley John Wilhite | 4722291 | 1 | 09/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Owen Brown | 1658070 | 4 | 02/23/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Owen Brown | 1658070 | 4 | 06/28/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Owen Brown | 1658070 | 4 | 03/03/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Allan Bergendahl | 1394272 | 2 | 04/13/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian McDonald Megenity | 2889637 | 1 | 01/31/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Owen Brown | 1658070 | 4 | 08/09/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |