Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lazard Asset Management Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roshun Dayananda Pai | 5471106 | 1 | 01/06/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John McDonald Burge | 2411605 | 1 | 12/20/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Christian Connin | 3211610 | 1 | 01/14/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |