Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cristopher J Valladares | 5884622 | 2 | 12/04/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Duane Ray Aponte | 2982989 | 1 | 10/31/2018 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Anthony Indelicato | 5902741 | 1 | 10/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Neal Rogers | 4419385 | 1 | 10/12/2018 | Customer Dispute | Denied | $210,000.00 | $0.00 | See FINRA Report |
| Mohammad Arien | 7119441 | 6 | 09/22/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kyle Thomas Vito | 6345347 | 1 | 08/01/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Angelo J Ciacco | 4655690 | 2 | 07/24/2018 | Customer Dispute | Denied | $367,459.00 | $0.00 | See FINRA Report |
| Miky Sodhi | 4918228 | 1 | 07/16/2018 | Customer Dispute | Settled | $8,000.00 | $0.00 | See FINRA Report |
| Oscar Andres Rico | 5131322 | 4 | 07/05/2018 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Mohammad Arien | 7119441 | 6 | 06/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |