Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Tedford Bachman | 4547795 | 1 | 06/19/2019 | Customer Dispute | Settled | $5,365.00 | $0.00 | See FINRA Report |
| Gabriel N Gulotta | 4740700 | 2 | 06/13/2019 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Gabriel N Gulotta | 4740700 | 2 | 05/07/2019 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Jeffrey Neill Glenn | 2488650 | 4 | 04/08/2019 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Jeffrey Neill Glenn | 2488650 | 4 | 04/08/2019 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Pete Angelokostopoulos | 4940919 | 1 | 03/20/2019 | Customer Dispute | Closed-No Action | $8,339.00 | $0.00 | See FINRA Report |
| Timothy John Schanz | 5498950 | 3 | 03/04/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mohammad Arien | 7119441 | 6 | 01/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Brown | 6526552 | 1 | 12/12/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric J Rodriguez | 4955439 | 2 | 12/11/2018 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |