Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Brown | 2447285 | 1 | 03/01/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paresh B Patel | 5423721 | 1 | 02/24/2020 | Customer Dispute | Settled | $79,447.00 | $0.00 | See FINRA Report |
| Edward Russell Frome | 2741582 | 1 | 01/31/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Bryan Martin Trejo | 6122925 | 1 | 01/27/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Shawn Richard Swartz | 2831044 | 3 | 01/15/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Lori Ann Welborn | 2344775 | 6 | 01/01/2020 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Michael A Ebenhoch | 2426305 | 1 | 09/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mohammad Arien | 7119441 | 6 | 09/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Rankin | 6636363 | 1 | 08/21/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott Bryant | 4836643 | 3 | 07/24/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |