Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sharmin Liza Shanta | 7049396 | 2 | 03/24/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karl Zimmerman | 3237257 | 2 | 03/14/2022 | Customer Dispute | Award / Judgment | $0.00 | $1.00 | See FINRA Report |
| Timothy William Albert | 2550286 | 3 | 03/04/2022 | Customer Dispute | Settled | $50,976.40 | $0.00 | See FINRA Report |
| Stephan John Unger | 2210040 | 1 | 03/04/2022 | Customer Dispute | Closed-No Action | $7,000.00 | $0.00 | See FINRA Report |
| John E Rietz | 2630099 | 2 | 03/03/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Mary Ellen Bills | 2102862 | 1 | 12/08/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paola Ortiz | 3028588 | 1 | 11/15/2021 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Christopher Anthony Todd | 6269577 | 1 | 11/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Bryant | 4836643 | 3 | 10/26/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jason Michael Abbamonte | 5535997 | 1 | 10/22/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |