Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Clayton Jeffery Thomas | 724451 | 8 | 03/18/1983 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Clayton Jeffery Thomas | 724451 | 8 | 10/26/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Benjamin Pruitt Melton | 1509513 | 2 | 08/23/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |