Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Kyle Peters | 2240205 | 2 | 04/20/2000 | Customer Dispute | Denied | $8,662.00 | $0.00 | See FINRA Report |
| Thomas John McHale | 2051878 | 2 | 09/22/1999 | Customer Dispute | Denied | $6,076.16 | $0.00 | See FINRA Report |
| Scott Alan Troilo | 2383146 | 1 | 09/22/1999 | Customer Dispute | Denied | $6,743.00 | $0.00 | See FINRA Report |
| Brian David Bonsall | 4557784 | 1 | 06/06/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Clayton Jeffery Thomas | 724451 | 8 | 06/04/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Clayton Jeffery Thomas | 724451 | 8 | 04/05/1999 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Paul W Hayes | 2693492 | 2 | 10/03/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Edward Dale McCombs | 2475032 | 2 | 09/25/1998 | Customer Dispute | Settled | $44,000.00 | $0.00 | See FINRA Report |
| Clayton Jeffery Thomas | 724451 | 8 | 08/14/1998 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Mazen Elias Zanayed | 2305312 | 1 | 01/05/1998 | Customer Dispute | Denied | $8,837.50 | $0.00 | See FINRA Report |