Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Robert Hamant | 2029124 | 3 | 10/16/2001 | Customer Dispute | Settled | $40,959.00 | $0.00 | See FINRA Report |
| Gary Robert Hamant | 2029124 | 3 | 08/17/2001 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| Joseph Carl Fiumara | 3018323 | 2 | 07/07/2001 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |
| Gary William Wygera | 2459838 | 1 | 06/13/2001 | Customer Dispute | Denied | $47,234.00 | $0.00 | See FINRA Report |
| Cynthia Lynn Bittle | 2368874 | 1 | 03/21/2001 | Customer Dispute | Denied | $9,205.00 | $0.00 | See FINRA Report |
| Gary Robert Hamant | 2029124 | 3 | 03/09/2001 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Ryan Robert Gresmer | 6691254 | 1 | 02/16/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Enrico Ciccotelli | 829031 | 1 | 01/19/2001 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Albert Joseph Hopkins | 2738850 | 1 | 12/05/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Adam P Smith | 5356229 | 1 | 04/20/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |