Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Raluca Doina Frangulea | 3204665 | 1 | 03/17/2003 | Customer Dispute | Denied | $20,034.00 | $0.00 | See FINRA Report |
| Gary James French | 6033953 | 1 | 03/02/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Wojtek Wojtyrowski | 4421919 | 2 | 02/27/2003 | Customer Dispute | Denied | $9,800.00 | $0.00 | See FINRA Report |
| Clayton Jeffery Thomas | 724451 | 8 | 10/24/2002 | Customer Dispute | Settled | $6,751.00 | $0.00 | See FINRA Report |
| Alphonse Bautista | 2274041 | 1 | 08/12/2002 | Customer Dispute | Denied | $11,927.00 | $0.00 | See FINRA Report |
| Nathan Clarke Barnhart | 3159372 | 1 | 07/25/2002 | Customer Dispute | Denied | $8,607.00 | $0.00 | See FINRA Report |
| Matthew Geoffrey Buetow | 3257108 | 1 | 07/02/2002 | Customer Dispute | Denied | $5,001.00 | $0.00 | See FINRA Report |
| Christopher Kyle Peters | 2240205 | 2 | 06/05/2002 | Customer Dispute | Denied | $32,860.00 | $0.00 | See FINRA Report |
| Carolyn Margaret Ruiz | 3125980 | 1 | 04/03/2002 | Customer Dispute | Denied | $11,686.00 | $0.00 | See FINRA Report |
| Robb Allen Newman | 3212999 | 1 | 03/29/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |