Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Paul Holodinski | 2494707 | 1 | 07/17/2007 | Customer Dispute | Award / Judgment | $7,398.62 | $7,009.00 | See FINRA Report |
| Geraldine Card Maxfield | 1749165 | 1 | 03/29/2007 | Customer Dispute | Denied | $5,466.36 | $0.00 | See FINRA Report |
| Joshua Ryan Loaney | 6428318 | 1 | 06/24/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Edward Little | 2371814 | 1 | 05/08/2006 | Customer Dispute | Denied | $9,054.28 | $0.00 | See FINRA Report |
| Arnulfo Gonzalez | 5765348 | 1 | 01/31/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jason Albert Berry | 3191031 | 1 | 01/09/2006 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Gary Alan Sipos | 1647741 | 1 | 01/03/2006 | Customer Dispute | Settled | $14,722.40 | $0.00 | See FINRA Report |
| David Jerome Herrman | 4557245 | 1 | 10/19/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Clayton Jeffery Thomas | 724451 | 8 | 02/07/2005 | Customer Dispute | Closed-No Action | $427,189.00 | $0.00 | See FINRA Report |
| Daniel Bradley Dolin | 4457916 | 1 | 02/01/2005 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |