Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gabriel John Spano | 4192988 | 1 | 05/28/2008 | Customer Dispute | Closed-No Action | $31,000.00 | $0.00 | See FINRA Report |
| Robert James Jones | 6682261 | 1 | 03/31/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Eric Korff | 4465928 | 2 | 03/13/2008 | Customer Dispute | Settled | $5,200.00 | $0.00 | See FINRA Report |
| Brian James Thomas | 4214106 | 3 | 03/10/2008 | Customer Dispute | Settled | $1,275,000.00 | $0.00 | See FINRA Report |
| Brian James Thomas | 4214106 | 3 | 03/05/2008 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Michael Anthony Tringhese | 4402919 | 2 | 02/28/2008 | Customer Dispute | Denied | $9,998.55 | $0.00 | See FINRA Report |
| Terrence John Norton | 4032649 | 1 | 02/22/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mirko Richard Lazenby | 1458091 | 1 | 10/18/2007 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Adrian Lee Sotelo | 3234061 | 2 | 09/26/2007 | Customer Dispute | Closed-No Action | $5,406.32 | $0.00 | See FINRA Report |
| Timothy William Albert | 2550286 | 3 | 08/13/2007 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |