Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Nuss | 6546375 | 1 | 01/06/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Eric Jones | 3146436 | 1 | 12/07/2008 | Customer Dispute | Denied | $87,814.00 | $0.00 | See FINRA Report |
| Lori Ann Welborn | 2344775 | 6 | 11/19/2008 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| James R Wallace | 4409448 | 2 | 11/17/2008 | Customer Dispute | Denied | $143,491.00 | $0.00 | See FINRA Report |
| Wendy Susanne Knight | 2539405 | 1 | 11/10/2008 | Customer Dispute | Denied | $88,926.00 | $0.00 | See FINRA Report |
| Thomas Michael Nolan | 2470983 | 3 | 11/05/2008 | Customer Dispute | Denied | $47,000.00 | $0.00 | See FINRA Report |
| Thomas Michael Nolan | 2470983 | 3 | 10/31/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Zarkivach | 2960828 | 2 | 10/28/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Dennis Phillip Sheflyand | 4524898 | 1 | 10/27/2008 | Customer Dispute | Settled | $5,500.00 | $0.00 | See FINRA Report |
| Michael Anthony Tringhese | 4402919 | 2 | 10/22/2008 | Customer Dispute | Denied | $39,645.00 | $0.00 | See FINRA Report |