Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Ioannis Koronakis | 2765235 | 1 | 05/28/2009 | Customer Dispute | Withdrawn | $50,000.00 | $0.00 | See FINRA Report |
| Shahid Malik | 2755393 | 2 | 05/27/2009 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Thomas Michael Nolan | 2470983 | 3 | 05/14/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Roberto Escobar | 4160374 | 4 | 04/13/2009 | Customer Dispute | Settled | $11,078.40 | $0.00 | See FINRA Report |
| Larissa Kochetkova | 4279494 | 1 | 04/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alan Robert Dennis | 5012418 | 1 | 03/03/2009 | Customer Dispute | Denied | $13,650.00 | $0.00 | See FINRA Report |
| Todd Kilty Gavelek | 5349255 | 1 | 02/05/2009 | Customer Dispute | Denied | $6,250.00 | $0.00 | See FINRA Report |
| Thomas Patrick Dawson | 4695355 | 2 | 01/19/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Shandalyn Lashae Garrett | 2968990 | 1 | 01/16/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Anthony Woodward | 3188320 | 2 | 01/15/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |