Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Chris Dibari | 3012315 | 3 | 12/22/2010 | Customer Dispute | Denied | $7,296.97 | $0.00 | See FINRA Report |
Meghan Leigh Stone | 5491380 | 1 | 10/22/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Chris Dibari | 3012315 | 3 | 03/09/2010 | Customer Dispute | Settled | $60,350.70 | $0.00 | See FINRA Report |
Wojtek Wojtyrowski | 4421919 | 2 | 10/05/2009 | Customer Dispute | Settled | $12,544.00 | $0.00 | See FINRA Report |
Mary B Stith | 3104604 | 1 | 10/01/2009 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
Robert Grant Patterson | 4105926 | 1 | 09/10/2009 | Customer Dispute | Denied | $130,000.00 | $0.00 | See FINRA Report |
Ryan Michael Murphy | 4667284 | 3 | 08/25/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Mary Anne Ronk | 2059898 | 1 | 08/14/2009 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
David Rosa | 2053394 | 1 | 07/17/2009 | Customer Dispute | Settled | $178,000.00 | $0.00 | See FINRA Report |
Chris Anthony Ferrante | 4752880 | 1 | 06/04/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |