Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roberto Escobar | 4160374 | 4 | 12/19/2011 | Customer Dispute | Settled | $28,856.00 | $0.00 | See FINRA Report |
| Mohammad Rehan | 2652529 | 2 | 11/28/2011 | Customer Dispute | Settled | $5,575.52 | $0.00 | See FINRA Report |
| Beverly D Thomas | 4147170 | 1 | 11/04/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Ari Jaroslaw | 2829019 | 1 | 09/21/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Patrick Dawson | 4695355 | 2 | 09/12/2011 | Customer Dispute | Denied | $46,000.00 | $0.00 | See FINRA Report |
| Ruben Benavides | 6130283 | 2 | 08/18/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Fern F Hazelwood | 2106293 | 1 | 06/22/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Randall W Knapmeyer | 1936450 | 1 | 06/02/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Aaron V Rice | 5416008 | 5 | 02/14/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Erick L Cova | 6935297 | 1 | 02/05/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |