Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Neill Glenn | 2488650 | 4 | 06/21/2012 | Customer Dispute | Settled | $9,000.00 | $0.00 | See FINRA Report |
| David Michael Mease | 4652722 | 1 | 06/21/2012 | Customer Dispute | Denied | $13,020.60 | $0.00 | See FINRA Report |
| John Anthony Vaughn | 4424342 | 1 | 05/07/2012 | Customer Dispute | Denied | $7,761.44 | $0.00 | See FINRA Report |
| Creig Desmond Jardine | 2612795 | 2 | 03/26/2012 | Customer Dispute | Closed-No Action | $31,120.00 | $0.00 | See FINRA Report |
| Phillip James Elias | 2430098 | 2 | 03/14/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Phillip James Elias | 2430098 | 2 | 03/14/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Roberto Escobar | 4160374 | 4 | 02/15/2012 | Customer Dispute | Settled | $12,196.20 | $0.00 | See FINRA Report |
| Joseph Soltero | 5463093 | 1 | 01/24/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Anthony Menendez | 4578472 | 2 | 01/06/2012 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Roberto Escobar | 4160374 | 4 | 12/28/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |