Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Gene Robinson | 1405212 | 1 | 10/30/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marcelo Fabian Ubal | 4194576 | 1 | 10/23/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Russell Ose Adade Robinson | 4687540 | 1 | 10/16/2023 | Customer Dispute | Denied | $7,741.18 | $0.00 | See FINRA Report |
| Edward Dale McCombs | 2475032 | 2 | 10/12/2023 | Customer Dispute | Denied | $26,120.90 | $0.00 | See FINRA Report |
| Shawn Richard Swartz | 2831044 | 3 | 08/30/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Aaron V Rice | 5416008 | 5 | 06/26/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Anthony Woodward | 3188320 | 2 | 04/10/2023 | Customer Dispute | Closed-No Action | $260,000.00 | $0.00 | See FINRA Report |
| Oscar Andres Rico | 5131322 | 4 | 03/22/2023 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Benjamin Anolik | 4352563 | 1 | 03/08/2023 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| James Edward Galloway | 4717944 | 2 | 02/15/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |