Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Dwayne Edward Craft | 1962143 | 2 | 04/29/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Dwayne Edward Craft | 1962143 | 2 | 04/29/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
William Daniel Leahy | 2178747 | 1 | 04/12/2013 | Customer Dispute | Settled | $11,885.40 | $0.00 | See FINRA Report |
Angelo J Ciacco | 4655690 | 2 | 02/14/2013 | Customer Dispute | Settled | $9,300.00 | $0.00 | See FINRA Report |
Derrick Dale Mosley | 4501939 | 1 | 02/14/2013 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
Mohammad Rehan | 2652529 | 2 | 12/04/2012 | Customer Dispute | Settled | $271,010.00 | $0.00 | See FINRA Report |
Ryan Michael Murphy | 4667284 | 3 | 09/05/2012 | Customer Dispute | Settled | $732,000.00 | $0.00 | See FINRA Report |
Shahid Malik | 2755393 | 2 | 08/17/2012 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
Adrian Lee Sotelo | 3234061 | 2 | 07/30/2012 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
Creig Desmond Jardine | 2612795 | 2 | 07/11/2012 | Customer Dispute | Settled | $72,265.00 | $0.00 | See FINRA Report |